Who We Are
Boustead & Company Limited “BCL” and its founders are major shareholders of Boustead APEX, Inc.
BCL is a diversified and comprehensive non-bank financial institution with offices throughout North America and in 8 countries and is expanding in Asia. BCL brings more than thirty years of capital markets experience and expertise. Boustead Securities, LLC, a subsidiary of BCL, is an investment banking firm and FINRA broker/dealer that executes and advises on more than 500 IPOs, mergers and acquisitions, capital raises and restructuring assignments in a wide array of industries, geographies and transactions, for a broad client base. Keith Moore and Daniel McClory are the founders and directors of BCL and both combined have nearly 80 years in this business. Boustead Securities is a USA leading small-cap IPO underwriter for years and in 2023 was number one in leading US small-cap underwritten IPO's.
The founders of ApexCapital.Asia Limited “ACA” have more than 60 years of combined investment, public-listed company corporate governance and strategic management consulting experience. ACA provides consulting and mentoring services for online fundraising strategies and private equity exchange listing applications. ACA guides start-ups and potential-unicorns on their funding strategy to grow and expand their ventures via initial public offering, reverse takeover or mergers & acquisitions.
Connect with our team.
Keith Moore
Chairman
Keith Moore, founder and Chairman of Boustead & Company Limited (BCL) has led BCL and its affiliates through numerous acquisitions and strategic transactions since 2006.
Prior to BCL, Keith founded numerous technology and service companies. Throughout his career Mr. Moore has served in various executive capacities from micro-cap to Russell 1000 companies, including Activision, Inc., and POPcast Communications Corp. From 1996 through 2007, Mr. Moore served in Chief Executive and other executive capacities for POPcast Communications Corp. and iTechexpress, Inc., overseeing their respective strategic growth and capital raises. From 1991 through 1996, Mr. Moore served as President, Chief Operating Officer, Chief Financial Officer, Director and Consultant of Activision, Inc. (NASDAQ: ATVI), recognized as the international market leader in videogames. Mr. Moore was a founder of International Consumer Technologies Corp. and was Vice President, Chief Financial Officer and Director since its inception in July 1986 until its merger into Activision in December 1991. Mr. Moore earned a B.S. in Accounting and a Masters in Finance from Eastern Michigan University.
Dr Marcuz S Tan
CEO
Marcuz has over three decades of success developing and growing market share of international TMT businesses across Southeast Asia, China, Taiwan, Hong Kong, India, USA, and Europe
With over three decades of experience driving market expansion and increasing market shares for international enterprises, Dr. Marcuz Tan stands out as a formidable International Business Developer. His expertise spans regions including Southeast Asia, Greater China, the Indian subcontinent, the USA, and Europe. In his current role at Boustead APEX Inc., formed through the collaboration of Boustead Securities and Raffles Capital, Dr. Tan leverages his extensive experience to strengthen the firm's position in the financial services industry. Boustead APEX Inc. is an Indo-Pacific-based corporate finance and listing advisory firm offering three key services: - Listing and Fundraising on USA Private Equity Platforms facilitating access to funding via these platforms - Listing and Fundraising on USA Stock Exchanges: Assisting with listings on CBOE, Nasdaq, and NYSE. - Up-listing and Up-market cap from Asian Bourses to USA Stock Exchanges: Guiding companies through up-listing processes Dr. Tan's passion for nurturing and guiding aspiring entrepreneurs is encapsulated in his favorite adage by Lee Kuan Yew: "To the young and the not so old, I say, look at that horizon, follow that rainbow, go ride it."
Daniel J. McClory
Director
Daniel J. McClory founded Boustead & Company Limited as its CEO in 2016, and serves as Boustead Securities’ Head of Equity Capital Markets and Head of China.
His teams have ranked in the Top Ten of league tables for placement agents, won 'Deal of the Year' at the M&A Advisor Awards, and completed IPOs and transactions for clients listed on NASDAQ, the NYSE, the London Stock Exchange, Toronto Stock Exchange, the Stock Exchange of Hong Kong, and the Irish Stock Exchange. Mr. McClory serves on the Boards of the USA Track & Field Foundation, the Eastern Michigan University Foundation, and the Gen Next Foundation, where he listed the first-ever foreign-funded, venture philanthropy-backed IPO on Bovespa's Social Stock Exchange in Brazil. Mr. McClory earned a B.S. in English and a Masters in Language and International Trade from Eastern Michigan University, and in 2010 was awarded an honorary Doctor of Public Service degree from the school.
Wayne Su
Head, Investment Banking
Wayne has over thirty years of investment banking experience with an extensive track record in originating, structuring, and executing complex transactions including IPOs, M&As, debt, and structured financings.
Mr. Su has more than thirty years of experience in investment banking. He has served as a Managing Director and co-Head of China and Head of Asia TMT and Renewables investment banking for Jefferies and the Head of Asia Pacific New Economy investment banking for Credit Suisse. He also worked for Citigroup and Morgan Stanley in New York and Hong Kong. Mr. Su has originated and executed more than 50 IPOs in the Hong Kong, the US and London capital markets, in addition to numerous other equity and debt offerings, mergers and acquisitions and privatization transactions. He was a Hong Kong IPO Signing Principal and Responsible Officer with both Jefferies and Credit Suisse.
Angela Ye
Head, Uplisting Services
She has more than 23 years of financial management experience with 15 years of hands-on CFO responsibility serving one of Indonesia’s largest conglomerates
Angela Ye is the director responsible for the corporate finance advisory and on-line private equity platform business serving the ASEAN market. She has more than 23 years of financial management experience with 15 years of hands-on CFO responsibility serving one of Indonesia’s largest conglomerates. Angela is versed with Asian cross-border financing of investments and projects. She provides guidance and advisory in financial strategy, budgeting, risk management, credit control and fundraising. Her recent assignments advised several Asian companies to list on Nasdaq and NYSE. She is versed with the North American listing methods and professional preparations which adds significant value to the clients who are not apt with American communications and culture. Her key research now is in corporate finance and governance of emerging Asian companies.
Michael Wan
Head, PE Listing
Michael Wan is the Co-Founder/CFO/Director of a SaaS startup in character profiling which is listed on a private equity exchange, targeted to be listed on a stock exchange.
Michael Wan qualified as an Accountant in the UK with ACCA and holds a Hon. DBA, MBA, ACTA certifications. Currently, Michael is the Director of Finance of the company and sits on the Board of Directors of a number of companies. Previously, he was the CFO of an American MNC, APAC GM of European Family Office (Trust and Fund Management), KPMG (PMM), President of RIMAS, Director of IFRMA, Member of Rotary Club, Master Franchisee of ActionCoach (HK), Founder of Action Consulting China as well as other education and training businesses. Michael is well versed with international finance, tax, accounting, corporate structuring, trust management, mergers & acquisitions and has helped his previous companies in saving millions of dollars in taxes. He has also helped companies raised millions of dollars in funding.
Tiffany Chai
Head, Investment Analysis
Tiffany is passionate about aligning investment strategies with sustainability objectives.
Tiffany is a Financial Analyst with a strong foundation in business administration. With hands-on experience in the finance industry, Tiffany's skill set includes market research, investment strategies, effective communication, project management, and research and analysis. Currently focusing on Sustainable Development Goals (SDG) funds, Tiffany is passionate about aligning investment strategies with sustainability objectives. This focus not only supports global goals but also helps clients achieve long-term value and impact. In addition to expertise in sustainable investments, Tiffany plays a pivotal role in assisting companies to navigate the complex process of getting listed. With a keen eye for research and analysis, Tiffany ensures that clients are well-prepared and strategically positioned for success in the public market.
Faralynn Wong
Head, Marketing
Faralynn has more than 35 years of marketing and corporate leadership experience in MNCs, particularly in the Telecommunications space.
Faralynn Wong is the Director of Apex Business Club, an investor and IPO candidate fraternity, responsible for investor and issuer relationships. Her mandate is to deploy her telecommunications expertise to provide Apex Business Club members with online offshore banking, debit/credit virtual cards, e-wallets, and online SBLC application. Faralynn has more than 35 years marketing expertise and experience in information and telecommunications working her way from key account sales, marketing communications, corporate affairs, stakeholder relationship management, alliance directorate in Asia-Pacific. She has working experience at MNC like Motorola, HP, 3M, BT, Pacific, Telcordia, M1, Starhub, Singapore Post, Subaru, Pubblicitta, Asia Unicorn and Raffles Financial Group. Faralynn is a fast-learner and has deployed her experience into the capital markets helping firms seeking public listing and fundraising. Her brand management and corporate affairs background provides guidance to firms not familiar with corporate governance requirements.